Lee Barnard

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Client dealing (1 Sep 2020 to 26 Apr 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 26 Apr 2021)
    • [FCA CF] Significant management (1 Sep 2020 to 26 Apr 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • [FCA CF] Client dealing (1 Sep 2020 to 26 Apr 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 26 Apr 2021)
    • [FCA CF] Significant management (1 Sep 2020 to 26 Apr 2021)
    • CF1 Director (25 Jan 2017 to 8 Dec 2019)
    • CF1 Director (AR) (1 Dec 2010 to 22 Feb 2017)
    • CF30 Customer (1 Dec 2010 to 28 Apr 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • [FCA CF] Client dealing (1 Sep 2020 to 26 Apr 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 26 Apr 2021)
    • [FCA CF] Significant management (1 Sep 2020 to 26 Apr 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • [FCA CF] Client dealing (1 Sep 2020 to 26 Apr 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 26 Apr 2021)
    • [FCA CF] Significant management (1 Sep 2020 to 26 Apr 2021)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • [FCA CF] Client dealing (1 Sep 2020 to 26 Apr 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 26 Apr 2021)
    • [FCA CF] Significant management (1 Sep 2020 to 26 Apr 2021)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • [FCA CF] Significant management (1 Sep 2020 to 26 Apr 2021)
    • [FCA CF] Client dealing (1 Sep 2020 to 26 Apr 2021)
    • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 26 Apr 2021)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (338)Employed By (3 May 2017 to 9 Jun 2021)
  • Godfrey Pearson & Partners IFA (no longer approved here)

    FRN 173401

    • (12)Employed By (13 Jan 1999 to 30 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.