Laurence Joseph O'Toole

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Beneficial Ltd
FRN 736655
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 13 Oct 2023)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (28 Jul 2008 to 31 Dec 2012)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF1 Director (AR) (28 Jul 2004 to 21 Mar 2007)
- CF22 Investment Adviser (Trainee) (28 Jul 2004 to 2 Sep 2004)
Campbell Brown Financial Services Ltd (no longer approved here)
FRN 402400
- Employed By (28 Jul 2004 to 21 Mar 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.