Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Giles David Wellington

    IRN GDW00005

    • CF30 Customer (1 Nov 2007 to 26 Dec 2010)
    • CF21 Investment Adviser (24 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Jul 2004 to 24 Nov 2004)
  • Giles Thomas Roper

    IRN GTR00003

    • CF30 Customer (1 Nov 2007 to 24 Sep 2012)
    • CF21 Investment Adviser (5 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Feb 2004 to 5 Oct 2007)
  • Gillian Irene Colsell

    IRN GIC00002

    • CF21 Investment Adviser (24 Jan 2002 to 25 Oct 2002)
  • Gillian Leaver

    IRN GXL00021

    • CF30 Customer (1 Nov 2007 to 29 Apr 2010)
    • CF22 Investment Adviser (Trainee) (13 Jul 2007 to 31 Oct 2007)
  • Gillian Mary Davidson

    IRN GMD01047

    • SMF4 Chief Risk (7 May 2020 to 30 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Jan 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2021)
    • CF11 Money Laundering Reporting (29 Dec 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Apr 2017 to 8 Dec 2019)
    • CF1 Director (6 Dec 2016 to 4 Apr 2017)
  • Gillian McGuire

    IRN GXL01546

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 14 Apr 2025)
    • CF30 Customer (since 7 Apr 2025)
  • Gillian Scott

    IRN GCS01067

    • CF29 Significant management (16 Nov 2010 to 8 Dec 2011)
  • Gillian Yates

    IRN GXY00008

    • Appointed representative dealing with clients for which they require qualification (11 Dec 2020 to 27 Aug 2021)
    • CF30 Customer (3 Dec 2020 to 27 Aug 2021)
  • Giridhar Raju Kondru

    IRN GRK00003

    • CF30 Customer (10 May 2013 to 5 Mar 2018)
  • Glenn Antony Houghton

    IRN GAH00010

    • CF30 Customer (1 Nov 2007 to 15 Aug 2011)
    • CF21 Investment Adviser (2 Jun 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Nov 2004 to 2 Jun 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.