Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Warwick

    IRN AXW10525

    • [FCA CF] Significant management (1 Sep 2020 to 1 Sep 2022)
  • Adele Woolley

    IRN AXW00573

    • [FCA CF] Manager of certification employee (19 Apr 2022 to 9 May 2023)
  • Adil Rizwan Baig

    IRN ARB01304

    • Appointed representative dealing with clients for which they require qualification (29 Sep 2023 to 25 Jan 2024)
    • CF30 Customer (28 Sep 2023 to 25 Jan 2024)
  • Adrian Bell

    IRN AXB00183

    • CF30 Customer (1 Nov 2007 to 18 Feb 2015)
    • CF21 Investment Adviser (24 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (18 Nov 2005 to 24 Mar 2006)
  • Adrian Francis Brand

    IRN AFB00023

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (24 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Mar 2007 to 24 Jul 2007)
  • Adrian Garstang

    IRN AXG00095

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Mar 2023)
    • CF30 Customer (11 Nov 2008 to 8 Dec 2019)
  • Adrian Gill

    IRN AXG00092

    • CF30 Customer (1 Nov 2007 to 25 Sep 2010)
    • CF21 Investment Adviser (2 Apr 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Apr 2003)
  • Adrian Joseph Watts

    IRN AJW00056

    • CF30 Customer (1 Nov 2007 to 23 Oct 2008)
    • CF21 Investment Adviser (19 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Apr 2006 to 19 May 2006)
  • Adrian Keith Neal

    IRN AKN00002

    • CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)
  • Adrian Malcolm Ford

    IRN AXF00083

    • [FCA CF] Client dealing (21 Sep 2022 to 22 Nov 2023)
    • [FCA CF] Functions requiring qualifications (21 Sep 2022 to 22 Nov 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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