Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (1 Aug 2023 to 31 Dec 2025)
- [FCA CF] Functions requiring qualifications (1 Aug 2023 to 31 Dec 2025)
-
- CF30 Customer (1 Nov 2007 to 18 Feb 2015)
- CF21 Investment Adviser (24 Mar 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (18 Nov 2005 to 24 Mar 2006)
-
- (10)Employed By (1 Nov 2005 to 18 Apr 2006)
-
- CF21 Investment Adviser (1 Dec 2001 to 18 Apr 2006)
-
- CF21 Investment Adviser (1 Dec 2001 to 18 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (10)Employed By at The Mortgage Group (NI) Ltd