JOHNSTON CAMPBELL LIMITED

• Principal Place of Business

  8 Cromac Place

  Belfast

  County Antrim

  BT7 2JB

  UNITED KINGDOM

  Phone

  +4402890221010

  Web

  https://www.amberriver.com

• Complaints Contact

  8 Cromac Place

  Belfast

  County Antrim

  BT7 2JB

  UNITED KINGDOM

  Phone

  +4402890221010

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Bell

  IRN AXB00183

  • [FCA CF] Functions requiring qualifications (1 Aug 2023 to 31 Dec 2025)
  • [FCA CF] Client dealing (1 Aug 2023 to 31 Dec 2025)
• Adrian Stewart Robert Kennedy

  IRN AXK00112

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Aug 2023)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Aidan Mark Place

  IRN AMP00058

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Sep 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Oct 2005 to 31 Oct 2007)
• Alan Bennett Reid

  IRN AXR02087

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
  • [FCA CF] Client dealing (since 1 Jun 2022)
• Alison Cornelius

  IRN AXC01933

  • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
  • CF22 Investment Adviser (Trainee) (14 Sep 2006 to 31 Oct 2007)
• Andrew George McLea

  IRN AGM01131

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Sep 2023)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (16 Feb 2007 to 31 Oct 2007)
• Andrew Paul Boyd McMullan

  IRN APM00013

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 1 Jan 2023)
  • [FCA CF] Client dealing (since 23 Nov 2021)
  • [FCA CF] Functions requiring qualifications (since 23 Nov 2021)
  • CF30 Customer (1 Mar 2022 to 27 Sep 2023)
  • Appointed representative dealing with clients for which they require qualification (23 Nov 2021 to 18 Sep 2023)
• Andrew Peter Burrows

  IRN APB01179

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Sep 2023)
  • CF30 Customer (15 May 2008 to 8 Dec 2019)
• Bryan David Dunlop

  IRN BDD01024

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 31 Jan 2021)
  • [FCA CF] Client dealing (since 31 Jan 2021)
  • Appointed representative dealing with clients for which they require qualification (31 Jan 2021 to 18 Sep 2023)
• Christopher John Macauley

  IRN CXM01017

  • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 27 Feb 2026)
  • [FCA CF] Client dealing (1 Feb 2024 to 27 Feb 2026)

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  FRN 951028 · Appointed 14 May 2021 · Until 26 Sep 2022

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  FRN 518693 · Appointed 26 Feb 2010 · Until 10 May 2019

• IDS Wealth Management LLP (no longer appointed)

  FRN 487161 · Appointed 4 Aug 2008 · Until 21 Nov 2023

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  FRN 466446 · Appointed 10 Apr 2007 · Until 10 Nov 2023

No changes recorded yet.