Andrew Paul Boyd McMullan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JOHNSTON CAMPBELL LIMITED

    FRN 432503

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 1 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 23 Nov 2021)
    • [FCA CF] Client dealing (since 23 Nov 2021)
    • CF30 Customer (1 Mar 2022 to 27 Sep 2023)
    • Appointed representative dealing with clients for which they require qualification (23 Nov 2021 to 18 Sep 2023)
  • White McMullan Barnes Ltd (no longer approved here)

    FRN 966712

    • Employed By (1 Mar 2022 to 27 Sep 2023)
  • J & E Davy (UK) Limited (no longer approved here)

    FRN 172140

    • CF11 Money Laundering Reporting (31 Oct 2012 to 17 May 2016)
    • CF1 Director (4 Jan 2010 to 17 May 2016)
    • CF10 Compliance Oversight (4 Nov 2009 to 17 May 2016)
    • CF30 Customer (1 Nov 2007 to 17 May 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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