JOHNSTON CAMPBELL LIMITED

• Principal Place of Business

  8 Cromac Place

  Belfast

  County Antrim

  BT7 2JB

  UNITED KINGDOM

  Phone

  +4402890221010

  Web

  https://www.amberriver.com

• Complaints Contact

  8 Cromac Place

  Belfast

  County Antrim

  BT7 2JB

  UNITED KINGDOM

  Phone

  +4402890221010

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Conor James McCloskey

  IRN CXM01187

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Jan 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2025)
• David Charles Ritchie

  IRN DCR00002

  • [FCA CF] Client dealing (1 Jun 2022 to 18 May 2023)
  • [FCA CF] Functions requiring qualifications (1 Jun 2022 to 18 May 2023)
• David Francis Graham

  IRN DFG00003

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2025)
• David James White

  IRN DJW00114

  • CF30 Customer (1 Mar 2022 to 27 Sep 2023)
  • [FCA CF] Functions requiring qualifications (23 Nov 2021 to 2 May 2025)
  • [FCA CF] Client dealing (23 Nov 2021 to 2 May 2025)
  • Appointed representative dealing with clients for which they require qualification (23 Nov 2021 to 18 Sep 2023)
• David William Fleck

  IRN DWF00009

  • CF30 Customer (1 Nov 2007 to 4 Mar 2008)
  • CF21 Investment Adviser (21 Sep 2005 to 31 Oct 2007)
• Edward Coryton Law

  IRN ECL00002

  • CF30 Customer (1 Nov 2007 to 17 Dec 2007)
  • CF21 Investment Adviser (21 Sep 2005 to 31 Oct 2007)
• Ewan John Boyle

  IRN EJB00004

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Aug 2023)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Sep 2023)
  • Responsible for Insurance Mediation (20 Mar 2014 to 30 Sep 2018)
  • CF10 Compliance Oversight (14 Feb 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (14 Feb 2011 to 8 Dec 2019)
  • CF1 Director (7 May 2009 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Aug 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
• Grace Lilley

  IRN GXL01294

  • CF22 Investment Adviser (Trainee) (12 Oct 2005 to 21 Jul 2006)
• Graham Geoffrey Glover

  IRN GGG00010

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Sep 2023)
  • SMF3 Executive Director (9 Dec 2019 to 18 Mar 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2024)
  • CF1 Director (7 May 2009 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (21 Sep 2005 to 31 Oct 2007)
• Ian Smyth

  IRN IXS01338

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Sep 2023)
  • CF30 Customer (29 Jan 2008 to 8 Dec 2019)

• White McMullan Barnes Ltd (no longer appointed)

  FRN 966712 · Appointed 5 Jan 2022 · Until 30 Sep 2023

• Barr and Law Limited (no longer appointed)

  FRN 951028 · Appointed 14 May 2021 · Until 26 Sep 2022

• DNT Wealth Management (no longer appointed)

  FRN 518693 · Appointed 26 Feb 2010 · Until 10 May 2019

• IDS Wealth Management LLP (no longer appointed)

  FRN 487161 · Appointed 4 Aug 2008 · Until 21 Nov 2023

• H M Wealth Management LLP (no longer appointed)

  FRN 466446 · Appointed 10 Apr 2007 · Until 10 Nov 2023

No changes recorded yet.