Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JOHNSTON CAMPBELL LIMITED (no longer approved here)

    FRN 432503

    • SMF3 Executive Director (9 Dec 2019 to 18 Mar 2024)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Sep 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2024)
    • CF1 Director (7 May 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Sep 2005 to 31 Oct 2007)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • CF30 Customer (9 May 2016 to 25 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

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