Ewan John Boyle

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JOHNSTON CAMPBELL LIMITED

    FRN 432503

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Aug 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Sep 2023)
    • Responsible for Insurance Mediation (20 Mar 2014 to 30 Sep 2018)
    • CF10 Compliance Oversight (14 Feb 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Feb 2011 to 8 Dec 2019)
    • CF1 Director (7 May 2009 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (1 Aug 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (18 Feb 2002 to 18 Feb 2002)

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Updates to this individual's record on the FCA register.

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