JOHNSTON CAMPBELL LIMITED

• Principal Place of Business

  8 Cromac Place

  Belfast

  County Antrim

  BT7 2JB

  UNITED KINGDOM

  Phone

  +4402890221010

  Web

  https://www.amberriver.com

• Complaints Contact

  8 Cromac Place

  Belfast

  County Antrim

  BT7 2JB

  UNITED KINGDOM

  Phone

  +4402890221010

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jamesina Teresa Doble

  IRN JXD00294

  • 14. Managing investments
  • SMF3 Executive Director (since 1 May 2023)
  • [FCA CF] Manager of certification employee (since 1 Jan 2022)
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2022)
  • [FCA CF] Client dealing (since 8 Mar 2021)
• Janet Gaynor Barnes

  IRN JGB00016

  • CF30 Customer (29 Apr 2022 to 27 Sep 2023)
  • [FCA CF] Functions requiring qualifications (23 Nov 2021 to 31 Jan 2025)
  • [FCA CF] Client dealing (23 Nov 2021 to 31 Jan 2025)
  • Appointed representative dealing with clients for which they require qualification (23 Nov 2021 to 18 Sep 2023)
• Janice Elaine McKechnie

  IRN JEM01178

  • CF30 Customer (1 Nov 2007 to 12 Apr 2008)
  • CF21 Investment Adviser (21 Sep 2005 to 31 Oct 2007)
• Jody Quinn

  IRN JXQ00012

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2022)
  • [FCA CF] Client dealing (since 8 Mar 2021)
• Jonathan James Simpson

  IRN JJS00007

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2023)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Sep 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (21 Sep 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (21 Sep 2005 to 31 Oct 2007)
• Karen Chrimes

  IRN KXC01283

  • CF30 Customer (1 Nov 2007 to 24 Dec 2010)
  • CF21 Investment Adviser (15 Feb 2007 to 31 Oct 2007)
• Karen Chrimes

  IRN KXC00224

  • [FCA CF] Client dealing (since 31 Jan 2022)
• Kerry Alannah Rankin

  IRN KAM01134

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Sep 2023)
  • CF30 Customer (21 May 2008 to 8 Dec 2019)
• Laura Suzanne Colohan

  IRN LSS01022

  • CF30 Customer (1 Nov 2007 to 24 Dec 2010)
  • CF21 Investment Adviser (21 Sep 2005 to 31 Oct 2007)
• Malcolm Richard Johnston

  IRN MRJ00008

  • CF30 Customer (1 Nov 2007 to 24 Dec 2010)
  • CF24 Pension Transfer Specialist (21 Sep 2005 to 31 Oct 2007)
  • CF1 Director (21 Sep 2005 to 7 Jan 2010)
  • CF21 Investment Adviser (21 Sep 2005 to 31 Oct 2007)

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No changes recorded yet.