Adrian Joseph Watts

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Advance Mortgage Funding Limited (no longer approved here)
FRN 305008
- CF4 Partner (AR) (21 Feb 2012 to 12 Feb 2015)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (1 Nov 2007 to 23 Oct 2008)
- CF21 Investment Adviser (19 May 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Apr 2006 to 19 May 2006)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (3 Nov 2003 to 9 Dec 2005)
- CF22 Investment Adviser (Trainee) (27 Feb 2002 to 3 Nov 2003)
Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)
FRN 117672
- CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)
Royal London Savings Limited (no longer approved here)
FRN 191237
- CF21 Investment Adviser (1 Dec 2001 to 22 Feb 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.