Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julie Jane Holmes

    IRN JJH00019

    • CF21 Investment Adviser (9 Mar 2005 to 16 Oct 2006)
    • CF22 Investment Adviser (Trainee) (16 Sep 2004 to 9 Mar 2005)
  • Julie Jane Searles

    IRN JXB00268

    • CF30 Customer (18 May 2011 to 18 Mar 2016)
  • Julie Margaret McIntosh

    IRN JMM00085

    • CF30 Customer (1 Nov 2007 to 27 Oct 2011)
    • CF21 Investment Adviser (10 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Dec 2005 to 10 Mar 2006)
  • Julie Sadler

    IRN JXS02792

    • [FCA CF] Significant management (since 1 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (23 Jan 2025 to 10 Nov 2025)
    • [FCA CF] Manager of certification employee (1 May 2021 to 1 Jul 2023)
  • Julie Sarah Spence

    IRN DJS01303

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Nov 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (25 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Oct 2006 to 25 Jan 2007)
  • Julie Woolmer

    IRN JCM01169

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 10 Nov 2021)
  • Juliette Smith

    IRN JXS02942

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 26 Jan 2015)
    • CF1 Director (AR) (since 16 Oct 2014)
  • June Gunning

    IRN JMG00026

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jul 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (24 Aug 2007 to 31 Oct 2007)
  • Justin Jeffrey Bullimore

    IRN JXB00246

    • CF21 Investment Adviser (14 Sep 2004 to 8 May 2006)
    • CF22 Investment Adviser (Trainee) (26 Mar 2004 to 14 Sep 2004)
  • Justin Lee Church

    IRN JLC01097

    • CF30 Customer (1 Nov 2007 to 29 Nov 2010)
    • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Jun 2006 to 1 Aug 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.