Julie Sarah Spence

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • [FCA CF] Functions requiring qualifications (4 Jun 2025 to 21 Nov 2025)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Nov 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (25 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Oct 2006 to 25 Jan 2007)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (17 Aug 2006 to 22 Sep 2006)
    • CF22 Investment Adviser (Trainee) (18 Aug 2005 to 17 Aug 2006)
  • Clyde Financial Services (no longer approved here)

    FRN 437809

    • Employed By (18 Aug 2005 to 22 Sep 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (19 Jan 2004 to 29 Jul 2005)
    • CF22 Investment Adviser (Trainee) (24 Apr 2003 to 19 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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