Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Church Financial Services Limited
FRN 572611
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 30 Jan 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jan 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 30 Jan 2020)
- Responsibility for MCD Intermediation (21 Mar 2016 to 30 Jan 2020)
- CF10 Compliance Oversight (2 Apr 2012 to 8 Dec 2019)
- CF1 Director (2 Apr 2012 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Apr 2012 to 8 Dec 2019)
- CF30 Customer (2 Apr 2012 to 8 Dec 2019)
- Responsible for Insurance Mediation (2 Apr 2012 to 30 Sep 2018)
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- CF30 Customer (5 Nov 2010 to 20 Apr 2011)
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- CF30 Customer (1 Nov 2007 to 29 Nov 2010)
- CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Jun 2006 to 1 Aug 2006)
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- CF21 Investment Adviser (10 Dec 2004 to 2 Jun 2006)
- CF22 Investment Adviser (Trainee) (10 Feb 2004 to 10 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.