Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Joseph Brady

    IRN CJB00088

    • CF30 Customer (1 Nov 2007 to 10 Feb 2018)
    • CF21 Investment Adviser (2 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Oct 2003 to 2 Mar 2004)
  • Charles Martin Garthwaite

    IRN CMG01073

    • CF1 Director (9 Jul 2010 to 8 Dec 2011)
  • Charles McCormick

    IRN CEM00016

    • Appointed representative dealing with clients for which they require qualification (10 Sep 2021 to 4 May 2023)
    • CF30 Customer (5 Feb 2021 to 4 May 2023)
  • Charles Michael Crookshank

    IRN CXC00065

    • CF30 Customer (1 Nov 2007 to 17 Feb 2016)
    • CF21 Investment Adviser (11 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Feb 2005 to 11 Aug 2005)
  • Charles Noel Cannon

    IRN CNC00003

    • CF30 Customer (1 Nov 2007 to 29 Oct 2010)
    • CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Dec 2004 to 16 May 2005)
  • Charles Robert Ellis

    IRN CRE00010

    • CF21 Investment Adviser (31 Aug 2005 to 1 Nov 2005)
    • CF22 Investment Adviser (Trainee) (14 Jun 2005 to 31 Aug 2005)
  • Charles Robert Oxley

    IRN CRO00004

    • CF22 Investment Adviser (Trainee) (24 Jul 2003 to 20 Apr 2004)
  • Charles William Calvert

    IRN CWC00020

    • CF30 Customer (30 Mar 2010 to 3 Apr 2013)
  • Charles William Holroyd

    IRN CWH00020

    • CF2 Non Executive Director (16 Jul 2004 to 23 Mar 2006)
    • CF1 Director (1 Dec 2001 to 16 Jul 2004)
  • Charles William Roy Mallinder

    IRN CWM00008

    • CF30 Customer (6 Sep 2012 to 23 Feb 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.