Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Vincent William Alison

    IRN DVA01003

    • CF21 Investment Adviser (2 Mar 2004 to 15 Dec 2004)
    • CF22 Investment Adviser (Trainee) (30 Dec 2002 to 2 Mar 2004)
  • David Warren Cooper

    IRN DWC01089

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF22 Investment Adviser (Trainee) (28 Mar 2007 to 31 Oct 2007)
  • David Whitlie

    IRN DRW00011

    • CF30 Customer (1 Nov 2007 to 30 Dec 2010)
    • CF21 Investment Adviser (7 Sep 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Jun 2004 to 7 Sep 2004)
  • David Wild

    IRN DXW00143

    • CF30 Customer (1 Nov 2007 to 13 Aug 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • David William Counsell

    IRN DWC01071

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Apr 2021)
    • CF30 Customer (28 Aug 2009 to 8 Dec 2019)
  • David William Cowie

    IRN DWC01083

    • CF30 Customer (1 Nov 2007 to 3 Jun 2009)
    • CF21 Investment Adviser (30 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Jan 2007 to 1 May 2007)
  • David William Fisher Wilson

    IRN DWW00004

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 Apr 2006 to 6 Jul 2006)
  • David William Green

    IRN DWG00009

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jun 2025)
    • CF30 Customer (11 Mar 2011 to 8 Dec 2019)
  • David William Milloy

    IRN DWM01103

    • CF30 Customer (17 Jul 2009 to 31 Dec 2011)
  • David Winston Hester

    IRN DWH00032

    • CF30 Customer (1 Nov 2007 to 24 Nov 2009)
    • CF21 Investment Adviser (3 Mar 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (12 Nov 2004 to 3 Mar 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.