Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darren Michael Griffiths

    IRN DMG00023

    • CF30 Customer (1 Nov 2007 to 27 Jul 2008)
    • CF21 Investment Adviser (27 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Feb 2007 to 27 Jun 2007)
  • Darren Michael Potter

    IRN DMP00017

    • CF30 Customer (1 Nov 2007 to 29 Nov 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Darren Nigel Cooke

    IRN DNC00008

    • CF30 Customer (27 Feb 2013 to 7 Sep 2015)
  • Darren Paul Masters

    IRN DPM01095

    • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
  • Darren Philip Rowe

    IRN DPR00027

    • CF30 Customer (23 Dec 2009 to 28 Aug 2014)
  • Darren William John Sharkey

    IRN DWS01044

    • SMF18 Other Overall Responsibility (10 Jun 2020 to 1 Jan 2021)
    • SMF3 Executive Director (9 Dec 2019 to 17 May 2020)
    • CF1 Director (1 Feb 2017 to 8 Dec 2019)
  • Darren Wilson

    IRN DXW00083

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 7 Dec 2021)
  • Darren Wood

    IRN DXW01477

    • Appointed representative dealing with clients for which they require qualification (16 Oct 2024 to 11 Nov 2024)
    • CF30 Customer (27 Sep 2024 to 11 Nov 2024)
  • Darryl Robert Martin

    IRN DRM00008

    • CF22 Investment Adviser (Trainee) (25 Aug 2006 to 31 Dec 2006)
  • Daryl Barrie Sreenan

    IRN DBS00009

    • CF30 Customer (1 Nov 2007 to 7 Jul 2011)
    • CF21 Investment Adviser (3 Sep 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Apr 2003 to 3 Sep 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.