Darren Michael Griffiths

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (20 Aug 2019 to 8 Dec 2019)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • CF30 Customer (7 Jun 2019 to 12 Jul 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (12 May 2008 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 27 Jul 2008)
    • CF21 Investment Adviser (27 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Feb 2007 to 27 Jun 2007)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (14 Jun 2004 to 21 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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