Darryl Robert Martin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Darryl Martin Investments Limited

    FRN 913372

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 26 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 7 Dec 2020)
    • Responsible for Insurance Distribution (since 1 Apr 2020)
    • SMF16 Compliance Oversight (since 1 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2020)
    • SMF3 Executive Director (since 1 Apr 2020)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2020)
    • CF30 Customer (30 Mar 2017 to 30 Mar 2020)
  • Darryl Martin (no longer approved here)

    FRN 462771

    • Employed By (30 Jan 2007 to 30 Mar 2020)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF22 Investment Adviser (Trainee) (25 Aug 2006 to 31 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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