Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dean Shipman

    IRN DXS00004

    • [FCA CF] Manager of certification employee (since 1 Sep 2020)
  • Debbie Barton

    IRN DXB22564

    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Jan 2020 to 11 Jan 2024)
  • Deborah Leslie Guise

    IRN DLG00014

    • CF30 Customer (21 Apr 2009 to 21 Dec 2011)
  • Deborah Michelle Taylor

    IRN DXT00391

    • 11. Pension transfer specialist
    • [FCA CF] Client dealing (since 14 Jan 2025)
    • [FCA CF] Functions requiring qualifications (since 14 Jan 2025)
  • Deborah Norton

    IRN DXN00149

    • Appointed representative dealing with clients for which they require qualification (21 Jul 2023 to 14 Nov 2023)
  • Debra Crossley

    IRN DLH01061

    • CF30 Customer (13 Nov 2008 to 31 Dec 2011)
  • Debra Killip

    IRN DXS00156

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
  • Declan Patrick Faulkner

    IRN DPF00012

    • CF30 Customer (1 Nov 2007 to 21 Jan 2017)
    • CF21 Investment Adviser (30 Jun 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Apr 2003 to 30 Jun 2003)
  • Demetrious Nikandrou

    IRN DPN00001

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (26 Aug 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Mar 2004 to 26 Aug 2004)
  • Denis James Bekenn

    IRN DJB00096

    • CF30 Customer (1 Nov 2007 to 17 Apr 2014)
    • CF21 Investment Adviser (26 Jul 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Jan 2004 to 26 Jul 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.