Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (10 Dec 2019 to 29 Jun 2022)
- [FCA CF] Functions requiring qualifications (10 Dec 2019 to 29 Jun 2022)
- CF30 Customer (10 Feb 2014 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 17 Apr 2014)
- CF21 Investment Adviser (26 Jul 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Jan 2004 to 26 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.