Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • [FCA CF] Client dealing (10 Dec 2019 to 29 Jun 2022)
    • [FCA CF] Functions requiring qualifications (10 Dec 2019 to 29 Jun 2022)
    • CF30 Customer (10 Feb 2014 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 17 Apr 2014)
    • CF21 Investment Adviser (26 Jul 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Jan 2004 to 26 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.