Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (26 Aug 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (22 Mar 2004 to 26 Aug 2004)
-
- (201)Employed By (21 Feb 2003 to 14 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.