Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Charles Core

    IRN DCC00011

    • CF30 Customer (19 Jan 2009 to 3 Aug 2012)
    • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Aug 2006 to 1 Nov 2006)
  • David Charles Stevens

    IRN DCS00014

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • David Christopher Davies

    IRN DCD00014

    • CF21 Investment Adviser (1 Dec 2001 to 24 Mar 2006)
  • David Christopher Richard Hart

    IRN DCH00041

    • CF21 Investment Adviser (1 Dec 2001 to 5 May 2006)
  • David Colwyn Parry

    IRN DCP00026

    • CF30 Customer (1 Nov 2007 to 12 Nov 2007)
    • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Feb 2007 to 18 Jul 2007)
  • David Counter

    IRN DXC00004

    • CF30 Customer (1 Nov 2007 to 9 Nov 2010)
    • CF21 Investment Adviser (25 Nov 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Jun 2004 to 25 Nov 2004)
  • David Crawford Munro

    IRN DXM00140

    • CF30 Customer (1 Nov 2007 to 24 Dec 2010)
    • CF21 Investment Adviser (31 Jul 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Feb 2006 to 31 Jul 2006)
  • David Dokelman

    IRN DXD00050

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (10 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Jan 2005 to 10 Oct 2007)
  • David Douglas Harris

    IRN DXH00122

    • CF22 Investment Adviser (Trainee) (30 Jan 2002 to 14 Dec 2004)
  • David Duncan Lebeter

    IRN DDL00004

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (1 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (3 May 2007 to 1 Aug 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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