David Crawford Munro

• David Munro Financial Services Limited

  FRN 527438

  • 21. Advising or arranging (bringing about) equity release transactions
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Jan 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF10 Compliance Oversight (29 Oct 2010 to 8 Dec 2019)
  • CF1 Director (29 Oct 2010 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (29 Oct 2010 to 8 Dec 2019)
  • CF30 Customer (29 Oct 2010 to 8 Dec 2019)
  • Responsible for Insurance Mediation (29 Oct 2010 to 30 Sep 2018)
• Quilter Financial Planning Solutions Limited (no longer approved here)

  FRN 184591

  • CF30 Customer (1 Nov 2007 to 24 Dec 2010)
  • CF21 Investment Adviser (31 Jul 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (13 Feb 2006 to 31 Jul 2006)
• TenetConnect Services Limited (no longer approved here)

  FRN 150643

  • CF21 Investment Adviser (26 Nov 2002 to 19 Jun 2006)
• David Munro Financial Services (no longer approved here)

  FRN 220845

  • Employed By (26 Nov 2002 to 19 Jun 2006)

No changes recorded yet.