David Colwyn Parry

• ValidPath Limited

  FRN 197107

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 14 Jul 2021)
  • CF30 Customer (since 21 Jun 2021)
  • CF1 Director (AR) (since 21 Jun 2021)
• Officium Private Wealth Ltd

  FRN 951306

  • (3)Employed By (since 21 Jun 2021)
• Winnell Douglas Limited (no longer approved here)

  FRN 997454

  • Employed By (25 Feb 2026 to 25 Feb 2026)
• ValidPath Financial Limited (no longer approved here)

  FRN 836465

  • Appointed representative dealing with clients for which they require qualification (19 Jul 2023 to 25 Feb 2026)
  • CF30 Customer (12 Jun 2023 to 25 Feb 2026)
• AOJV1 Limited (no longer approved here)

  FRN 992395

  • Employed By (27 Feb 2023 to 28 Mar 2025)
• Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

  FRN 830170

  • [FCA CF] Manager of certification employee (10 Aug 2020 to 7 Apr 2021)
  • [FCA CF] Client dealing (9 Mar 2020 to 7 Apr 2021)
  • [FCA CF] Functions requiring qualifications (9 Mar 2020 to 7 Apr 2021)
  • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF30 Customer (1 Jul 2014 to 6 Mar 2016)
  • CF21 Investment Adviser (1 Dec 2001 to 7 Aug 2002)
• Quilter Financial Planning Solutions Limited (no longer approved here)

  FRN 184591

  • CF30 Customer (1 Nov 2007 to 12 Nov 2007)
  • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (9 Feb 2007 to 18 Jul 2007)

No changes recorded yet.