Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clare Elizabeth Sudweeks

    IRN CES00013

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Dec 2004)
  • Clare Jane Bousfield

    IRN CJB01252

    • CF1 Director (28 Oct 2010 to 8 Dec 2011)
  • Claudio Raimondo Urciuoli

    IRN CRU00001

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Cliff Fowler

    IRN CLF00005

    • Appointed representative dealing with clients for which they require qualification (6 Oct 2020 to 22 Mar 2022)
    • CF30 Customer (23 Apr 2020 to 8 Sep 2021)
    • CF1 Director (AR) (23 Apr 2020 to 22 Mar 2022)
    • CF21 Investment Adviser (28 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Jan 2007 to 28 Jun 2007)
  • Clifford Mark Bird

    IRN CMB00010

    • CF30 Customer (1 Nov 2007 to 18 Aug 2008)
    • CF21 Investment Adviser (18 Oct 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (24 Jun 2004 to 18 Oct 2004)
  • Clifford Walker

    IRN CPW00016

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 8 Jul 2022)
  • Clive Andrew Quinn

    IRN CAQ01004

    • CF30 Customer (10 Jun 2010 to 17 Jun 2016)
  • Clive Anthony Alan Foulkes

    IRN CAF00001

    • CF30 Customer (1 Nov 2007 to 29 Sep 2010)
    • CF21 Investment Adviser (21 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Mar 2006 to 21 Sep 2006)
  • Clive Barry Roberts

    IRN CBR00006

    • CF30 Customer (1 Nov 2007 to 27 Dec 2010)
    • CF21 Investment Adviser (7 Nov 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Jun 2002 to 7 Nov 2002)
  • Clive Brendon Hall

    IRN CBH00001

    • CF21 Investment Adviser (28 Apr 2005 to 1 Nov 2005)
    • CF22 Investment Adviser (Trainee) (29 Oct 2004 to 28 Apr 2005)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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