Cliff Fowler

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clarity Wealth Management LLP

    FRN 575252

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 23 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (since 23 Mar 2022)
    • [FCA CF] Client dealing (since 23 Mar 2022)
    • CF30 Customer (since 17 Mar 2022)
    • CF1 Director (AR) (since 17 Mar 2022)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (6 Oct 2020 to 22 Mar 2022)
    • CF30 Customer (23 Apr 2020 to 8 Sep 2021)
    • CF1 Director (AR) (23 Apr 2020 to 22 Mar 2022)
    • CF21 Investment Adviser (28 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Jan 2007 to 28 Jun 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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