Clive Andrew Quinn

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THROGMORTON PRIVATE CAPITAL LIMITED

    FRN 431157

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Dec 2021)
    • [FCA CF] Client dealing (since 17 Dec 2021)
  • ASQUIRE WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 671841

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Nov 2021)
    • CF29 Significant management (18 Sep 2019 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (18 Sep 2019 to 5 Nov 2021)
    • CF30 Customer (19 Aug 2019 to 8 Dec 2019)
  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • CF30 Customer (4 Mar 2016 to 31 Jul 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (10 Jun 2010 to 17 Jun 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (17 Jun 2009 to 26 Mar 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 18 Apr 2009)
    • CF22 Investment Adviser (Trainee) (17 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.