Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian William Carr

    IRN BWC00003

    • CF21 Investment Adviser (28 Jun 2004 to 15 Dec 2005)
    • CF22 Investment Adviser (Trainee) (11 Mar 2004 to 28 Jun 2004)
  • Brian William Cox

    IRN BXC00045

    • CF21 Investment Adviser (26 Aug 2003 to 16 Oct 2006)
    • CF22 Investment Adviser (Trainee) (26 Feb 2003 to 26 Aug 2003)
  • Brian William Wilson

    IRN BWW00007

    • CF21 Investment Adviser (7 Feb 2005 to 5 Sep 2006)
    • CF22 Investment Adviser (Trainee) (7 Dec 2004 to 7 Feb 2005)
  • Broderick Peter Gordan Davis

    IRN BPD00002

    • CF30 Customer (26 Jun 2008 to 25 Jul 2008)
  • Bruce Antony Rowland-Smith

    IRN BAR00015

    • CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2003)
  • Bruce George Kinloch

    IRN BGK00004

    • CF30 Customer (1 Nov 2007 to 26 Jul 2012)
    • CF21 Investment Adviser (9 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Oct 2004 to 9 Feb 2005)
  • Bruce Jonathen Spencer

    IRN BXS00027

    • CF30 Customer (1 Nov 2007 to 26 Mar 2010)
    • CF21 Investment Adviser (23 Jul 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (26 Feb 2003 to 23 Jul 2003)
  • Bruce Paul MacPhail

    IRN BPM01033

    • CF21 Investment Adviser (9 Jul 2007 to 24 Sep 2007)
    • CF22 Investment Adviser (Trainee) (23 Jun 2006 to 9 Jul 2007)
  • Bryan Christopher Rolph

    IRN BCR00005

    • CF22 Investment Adviser (Trainee) (12 Mar 2003 to 15 Dec 2004)
  • Bryan David Rudge

    IRN BDR00002

    • CF30 Customer (1 Nov 2007 to 3 Aug 2009)
    • CF21 Investment Adviser (11 Aug 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Mar 2003 to 11 Aug 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.