Broderick Peter Gordan Davis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SIMPSON KELLY ASSOCIATES LTD. (no longer approved here)
FRN 599404
- [FCA CF] Functions requiring qualifications (2 Dec 2020 to 10 Dec 2024)
- [FCA CF] Client dealing (2 Dec 2020 to 10 Dec 2024)
- CF30 Customer (30 Oct 2015 to 8 Dec 2019)
MOSAAC LIMITED (no longer approved here)
FRN 581080
- CF30 Customer (9 Jul 2012 to 28 Oct 2015)
The Whitechurch Network Limited (no longer approved here)
FRN 190859
- CF30 Customer (23 May 2009 to 31 Dec 2009)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (26 Jun 2008 to 25 Jul 2008)
RLUM Limited (no longer approved here)
FRN 144032
- CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.