Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 28 May 2012)
    • CF30 Customer (since 28 May 2012)
    • (1)Employed By (since 28 May 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 26 Jul 2012)
    • CF21 Investment Adviser (9 Feb 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Oct 2004 to 9 Feb 2005)
  • Craven Slater & Associates Ltd (no longer approved here)

    FRN 230194

    • Employed By (14 Jan 2004 to 5 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

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