Quilter Financial Planning Solutions Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gregor Ninian Stewart

  IRN GNS01032

  • SMF11 Chair of the Audit Committee (9 Dec 2019 to 30 Jun 2020)
  • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Jun 2020)
  • SMF10 Chair of the Risk Committee (9 Dec 2019 to 30 Jun 2020)
  • CF2 Non Executive Director (21 Apr 2017 to 8 Dec 2019)
• Gregory Christopher Wlliam Power

  IRN GCP00004

  • CF30 Customer (1 Nov 2007 to 8 Jan 2010)
  • CF21 Investment Adviser (22 Nov 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (22 Jul 2004 to 22 Nov 2004)
• Gregory James Colville

  IRN GJC01099

  • CF30 Customer (1 Nov 2007 to 14 Jun 2010)
  • CF22 Investment Adviser (Trainee) (17 Aug 2007 to 31 Oct 2007)
• Gregory John Carter

  IRN GJC01136

  • CF29 Significant management (17 Apr 2009 to 1 Apr 2010)
  • Responsible for Insurance Mediation (17 Apr 2009 to 1 Apr 2010)
  • CF11 Money Laundering Reporting (1 Dec 2007 to 1 Apr 2010)
  • CF28 Systems and controls (1 Dec 2007 to 1 Apr 2010)
  • CF10 Compliance Oversight (1 Dec 2007 to 1 Apr 2010)
• Gregory Michael Charlton

  IRN GMC01115

  • CF30 Customer (26 Jun 2008 to 5 Jul 2013)
• Gregory Samuel Telford

  IRN GST00004

  • CF30 Customer (1 Nov 2007 to 14 Apr 2014)
  • CF21 Investment Adviser (19 Aug 2002 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Mar 2002 to 19 Aug 2002)
• Greig Alexander Barker McGarvie

  IRN GAM01102

  • CF30 Customer (13 Feb 2009 to 28 Oct 2010)
• Gulfraz Khan

  IRN GXK00003

  • CF30 Customer (1 Nov 2007 to 24 Nov 2010)
  • CF21 Investment Adviser (14 Sep 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (18 Mar 2004 to 14 Sep 2004)
• Gurmail Raju

  IRN GXR01174

  • CF30 Customer (9 Mar 2010 to 22 Jul 2011)
• Guy John Shepherd

  IRN GXS00085

  • CF21 Investment Adviser (1 Dec 2001 to 24 Jun 2002)

• Lamberts Independent Financial Services (no longer appointed)

  FRN 200452 · Appointed 28 Jun 2000 · Until 28 Feb 2002

• Malvern Independents (no longer appointed)

  FRN 191893 · Appointed 5 Jun 2000 · Until 28 Feb 2002

• Weale & Hitchen Mortgage Services Limited (no longer appointed)

  FRN 191742 · Appointed 9 May 2000 · Until 28 Feb 2002

• John Turner (no longer appointed)

  FRN 191651 · Appointed 28 Apr 2000 · Until 28 Feb 2002

• Estate Financial Planning (no longer appointed)

  FRN 192013 · Appointed 1 Feb 2000 · Until 28 Feb 2002

• Highlife Financial Services Ltd (no longer appointed)

  FRN 191650 · Appointed 6 Jan 2000 · Until 28 Feb 2002

• Compass Resource Management Ltd (no longer appointed)

  FRN 191649 · Appointed 4 Nov 1999 · Until 28 Feb 2002

• Sudweeks and Sharkett Financial Services (no longer appointed)

  FRN 191648 · Appointed 6 Oct 1999 · Until 28 Feb 2002

• Pendragon IFC Limited (no longer appointed)

  FRN 192012 · Appointed 26 Feb 1999 · Until 28 Feb 2002

• Bankgate Financial Planning Consultancy (no longer appointed)

  FRN 186204 · Appointed 7 Jan 1998 · Until 22 Dec 2010

No changes recorded yet.