Quilter Financial Planning Solutions Limited

Principal Place of Business

Phone

+442075625800

Web

https://www.quilter.com

Complaints Contact

Phone

+448081415077

Buy-to-Let Mortgage Advice

Buy-to-Let Mortgage Arranging

Pension Transfer Advice

For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

Equity Release Advice

For Customer, Home reversion plans

Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Advice

For Customer, Regulated mortgage contract

Authorised to Operate

Equity Release Arranging

For Customer, Home reversion plans

Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Arranging

For Customer, Regulated mortgage contract

Credit Brokering

Debt Advice

Equity Release Setup

For Customer, Home reversion plans

Mortgage Setup

For Customer, Regulated mortgage contract

Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

IRN KBF00004

• (6028)CF30 Customer (1 Nov 2007 to 26 Dec 2010)
• (6029)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

IRN KNB00008

• (557)7. Giving personal recommendations on long-term care insurance contracts
• (558)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
• (559)4. Giving personal recommendations on retail investment products which are not broker funds
• (561)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
• (562)CF1 Director (AR) (since 23 Mar 2015)
• (560)CF30 Customer (since 2 Feb 2010)

IRN KCW00006

• (2885)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
• (2887)CF21 Investment Adviser (26 Sep 2005 to 31 Oct 2007)
• (2886)CF22 Investment Adviser (Trainee) (22 Mar 2005 to 26 Sep 2005)

IRN KXC00028

• (4344)CF30 Customer (1 Nov 2007 to 1 Aug 2008)
• (4346)CF21 Investment Adviser (20 May 2002 to 31 Oct 2007)
• (4345)CF22 Investment Adviser (Trainee) (1 Jan 2002 to 20 May 2002)

IRN KCD01019

• (3005)CF1 Director (AR) (2 Jul 2014 to 5 Dec 2014)

IRN KDS00010

• (3306)Appointed representative dealing with clients for which they require qualification (26 Jul 2024 to 31 Mar 2025)
• (3305)CF30 Customer (27 Jul 2021 to 10 Sep 2021)

IRN KJD00022

• (3360)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2024)
• (3357)CF30 Customer (10 Apr 2013 to 8 Dec 2019)
• (3359)CF21 Investment Adviser (22 Sep 2005 to 31 Oct 2007)
• (3358)CF22 Investment Adviser (Trainee) (23 Jun 2005 to 22 Sep 2005)

IRN KXD00052

• (2489)CF30 Customer (1 Nov 2007 to 12 Dec 2007)
• (2491)CF21 Investment Adviser (4 Sep 2006 to 31 Oct 2007)
• (2490)CF22 Investment Adviser (Trainee) (28 Feb 2006 to 4 Sep 2006)

IRN KXE00009

• (2005)CF21 Investment Adviser (11 Mar 2004 to 23 Feb 2007)
• (2004)CF22 Investment Adviser (Trainee) (23 Sep 2003 to 11 Mar 2004)

IRN KXF00014

• (1799)CF30 Customer (21 Jan 2010 to 11 Feb 2015)