Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 7 Jul 2025)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (26 Jul 2024 to 31 Mar 2025)
    • CF30 Customer (19 Jul 2024 to 31 Mar 2025)
  • V-Financial Ltd (no longer approved here)

    FRN 647048

    • (1)Employed By (19 Jul 2024 to 31 Mar 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Feb 2024)
    • CF30 Customer (21 Mar 2013 to 5 Feb 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (23 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Sep 2004 to 23 Aug 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (1)Employed By at V-Financial Ltd