Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 7 Jul 2025)
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- Appointed representative dealing with clients for which they require qualification (26 Jul 2024 to 31 Mar 2025)
- CF30 Customer (19 Jul 2024 to 31 Mar 2025)
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- (1)Employed By (19 Jul 2024 to 31 Mar 2025)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Feb 2024)
- CF30 Customer (21 Mar 2013 to 5 Feb 2024)
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- CF30 Customer (1 Nov 2007 to 11 Nov 2012)
- CF21 Investment Adviser (23 Aug 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (13 Sep 2004 to 23 Aug 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 9 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (1)Employed By at V-Financial Ltd