Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2024)
    • CF30 Customer (10 Apr 2013 to 8 Dec 2019)
    • CF21 Investment Adviser (22 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Jun 2005 to 22 Sep 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Aug 2002)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF21 Investment Adviser (1 Dec 2001 to 25 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.