Quilter Financial Planning Solutions Limited

FRN: 184591
Date authorised: 1 April 2013
Companies House: 03276760
Last scraped: 1 week ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Senator House

85 Queen Victoria Street

London

EC4V 4AB

UNITED KINGDOM

Phone

+442075625800

Web

https://www.quilter.com
Complaints Contact

Quilter Financial Planning Complaints Department

Sunderland

SR43 4JR

UNITED KINGDOM

Phone

+448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice

For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Equity Release Advice

For Customer, Home reversion plans
Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Equity Release Arranging

For Customer, Home reversion plans
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Equity Release Setup

For Customer, Home reversion plans
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Michael Gerard Robinson
IRN MGR00009
- (2485)CF30 Customer (1 Nov 2007 to 1 Aug 2008)
- (2487)CF21 Investment Adviser (23 Nov 2006 to 31 Oct 2007)
- (2486)CF22 Investment Adviser (Trainee) (25 Sep 2006 to 23 Nov 2006)
Michael Godfrey
IRN MXG00096
- (1665)CF30 Customer (1 Nov 2007 to 18 Sep 2008)
- (1666)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Michael Graeme Hancock
IRN MXH00139
- (2870)CF30 Customer (1 Nov 2007 to 28 Dec 2007)
- (2872)CF21 Investment Adviser (11 Nov 2003 to 31 Oct 2007)
- (2871)CF22 Investment Adviser (Trainee) (5 Feb 2002 to 11 Nov 2003)
Michael Graham Taylor
IRN MGT00007
- (4182)CF30 Customer (1 Nov 2007 to 23 Oct 2012)
- (4184)CF21 Investment Adviser (11 Jul 2007 to 31 Oct 2007)
- (4183)CF22 Investment Adviser (Trainee) (27 Apr 2007 to 11 Jul 2007)
Michael Harold Whittaker
IRN MHW00010
- (3517)CF30 Customer (1 Nov 2007 to 6 Oct 2016)
- (3519)CF21 Investment Adviser (12 Apr 2005 to 31 Oct 2007)
- (3518)CF22 Investment Adviser (Trainee) (6 Dec 2004 to 12 Apr 2005)
Michael Haycox
IRN MJH00144
- (372)7. Giving personal recommendations on long-term care insurance contracts
- (373)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- (374)4. Giving personal recommendations on retail investment products which are not broker funds
- (375)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- (4587)CF30 Customer (1 Apr 2008 to 8 Dec 2019)
Michael Heaney
IRN MJH00148
- (4552)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Sep 2024)
- (4551)CF30 Customer (26 Nov 2007 to 8 Dec 2019)
Michael Howard Tooth
IRN MHT00005
- (4764)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Aug 2021)
- (4763)CF30 Customer (29 Sep 2009 to 8 Dec 2019)
Michael Hugh Munro
IRN MXM74572
- (5623)CF30 Customer (2 Jun 2011 to 31 Dec 2012)
Michael Hughes
IRN MXH01429
- (3220)CF2 Non Executive Director (15 Jun 2012 to 30 Aug 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

A.B.M. Financial Management Ltd (no longer appointed)
FRN 193039 · Appointed 11 Sep 2000 · Until 28 Feb 2002
The Financial Planning Partnership (no longer appointed)
FRN 200456 · Appointed 5 Sep 2000 · Until 28 Feb 2002
Priory Financial Services (no longer appointed)
FRN 200455 · Appointed 5 Sep 2000 · Until 28 Feb 2002
South Cumbria Financial Services (no longer appointed)
FRN 156527 · Appointed 14 Aug 2000 · Until 28 Feb 2002
PMc Financial Services (no longer appointed)
FRN 193162 · Appointed 11 Aug 2000 · Until 28 Feb 2002
CP Financial Consultants (no longer appointed)
FRN 192707 · Appointed 9 Aug 2000 · Until 28 Feb 2002
Trinity Financial Services (no longer appointed)
FRN 193159 · Appointed 9 Aug 2000 · Until 28 Feb 2002
Devon & Cornwall Financial Services (no longer appointed)
FRN 178899 · Appointed 8 Aug 2000 · Until 28 Feb 2002
R&R Associates (no longer appointed)
FRN 156120 · Appointed 7 Aug 2000 · Until 28 Feb 2002
Avocet Financial Management (no longer appointed)
FRN 200454 · Appointed 28 Jul 2000 · Until 28 Feb 2002

Recent activity

Updates to this firm's record on the FCA register.

1 week ago
trading name added: Glyde Financial
1 week ago
trading name added: MH Financial Planning
1 week ago
trading name added: MGB
1 week ago
trading name added: The Mortgage Place
1 week ago
trading name added: POSITIVE SOLUTIONS (FINANCIAL SERVICES) LTD.
1 week ago
trading name added: Positive Solutions (Financial Services) Ltd
1 week ago
trading name added: A & P Financial Services
1 week ago
trading name added: 4Independence
1 week ago
trading name added: 4 Corners Financial Services
1 week ago
trading name added: 3one6 Solutions

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.