Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 4 Jun 2025)
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Quilter Financial Planning Solutions Limited
FRN 184591
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (1 Apr 2008 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 8 Apr 2008)
- CF1 Director (AR) (4 Dec 2006 to 8 Apr 2008)
- CF4 Partner (AR) (1 Dec 2001 to 4 Dec 2006)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Oct 2007)
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- Employed By (1 Dec 2001 to 8 Apr 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.