Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
    • Responsibility for MCD Intermediation (since 1 Jun 2020)
    • Responsible for Insurance Distribution (since 1 Jun 2020)
    • SMF16 Compliance Oversight (since 1 Jun 2020)
    • SMF3 Executive Director (since 1 Jun 2020)
    • Appointed representative dealing with clients for which they require qualification (1 Jun 2020 to 2 Jun 2020)
    • [FCA CF] CASS oversight function (1 Jun 2020 to 2 Jun 2020)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (2 Jun 2011 to 31 Dec 2012)
  • Vision Financial Management Ltd (no longer approved here)

    FRN 501422

    • Employed By (21 Sep 2010 to 3 Jun 2011)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (30 Jan 2009 to 3 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.