Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Financial Solutions (Southern) Ltd
FRN 923762
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Jun 2020)
- Responsibility for MCD Intermediation (since 1 Jun 2020)
- Responsible for Insurance Distribution (since 1 Jun 2020)
- SMF16 Compliance Oversight (since 1 Jun 2020)
- SMF3 Executive Director (since 1 Jun 2020)
- Appointed representative dealing with clients for which they require qualification (1 Jun 2020 to 2 Jun 2020)
- [FCA CF] CASS oversight function (1 Jun 2020 to 2 Jun 2020)
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- CF30 Customer (2 Jun 2011 to 31 Dec 2012)
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- Employed By (21 Sep 2010 to 3 Jun 2011)
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- CF30 Customer (30 Jan 2009 to 3 Jun 2011)
Recent activity
Updates to this individual's record on the FCA register.
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