Quilter Financial Planning Solutions Limited

FRN: 184591
Date authorised: 1 April 2013
Companies House: 03276760
Last scraped: 2 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Senator House

85 Queen Victoria Street

London

EC4V 4AB

UNITED KINGDOM

Phone

+442075625800

Web

https://www.quilter.com
Complaints Contact

Quilter Financial Planning Complaints Department

Sunderland

SR43 4JR

UNITED KINGDOM

Phone

+448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice

For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Equity Release Advice

For Customer, Home reversion plans
Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Equity Release Arranging

For Customer, Home reversion plans
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Equity Release Setup

For Customer, Home reversion plans
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Mark Adrian Young
IRN MAY00006
- (3825)CF30 Customer (29 May 2014 to 31 Oct 2017)
Mark Alan Fenner
IRN MAF00017
- (495)CF30 Customer (1 Sep 2011 to 27 Sep 2011)
Mark Alexander Robertson
IRN MAR00042
- (4792)CF30 Customer (1 Nov 2007 to 5 Jul 2011)
- (4794)CF21 Investment Adviser (28 Feb 2006 to 31 Oct 2007)
- (4793)CF22 Investment Adviser (Trainee) (21 Nov 2005 to 28 Feb 2006)
Mark Alfred Gregory
IRN MAG00013
- (4233)CF30 Customer (1 Nov 2007 to 6 Jul 2010)
- (4235)CF21 Investment Adviser (15 Oct 2002 to 31 Oct 2007)
- (4234)CF22 Investment Adviser (Trainee) (29 May 2002 to 15 Oct 2002)
Mark Anderson
IRN MXA00043
- (896)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- (898)CF21 Investment Adviser (17 Jan 2003 to 31 Oct 2007)
- (897)CF22 Investment Adviser (Trainee) (4 Feb 2002 to 17 Jan 2003)
Mark Andrew Bowater
IRN MAB00015
- (4114)CF30 Customer (1 Nov 2007 to 25 Oct 2019)
- (4116)CF21 Investment Adviser (25 Jul 2007 to 31 Oct 2007)
- (4115)CF22 Investment Adviser (Trainee) (8 Mar 2007 to 25 Jul 2007)
Mark Andrew Bradley
IRN MAB01272
- (3703)CF30 Customer (1 Nov 2007 to 30 Jul 2009)
- (3705)CF21 Investment Adviser (26 Jul 2005 to 31 Oct 2007)
- (3704)CF22 Investment Adviser (Trainee) (15 Feb 2005 to 26 Jul 2005)
Mark Andrew Coombe
IRN MAC00079
- (5966)CF30 Customer (17 Aug 2009 to 21 Sep 2012)
Mark Andrew Johnson
IRN MAJ00001
- (2647)CF30 Customer (23 Apr 2009 to 7 Dec 2015)
Mark Anthony Hurst
IRN MAH00035
- (2383)CF22 Investment Adviser (Trainee) (30 Apr 2003 to 16 Dec 2004)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Carter Dinneen Financial Services (no longer appointed)
FRN 200453 · Appointed 28 Jul 2000 · Until 28 Feb 2002
Alan Price and Associates (no longer appointed)
FRN 179557 · Appointed 28 Jul 2000 · Until 28 Feb 2002
Douglas and Rolls Partnership (no longer appointed)
FRN 192706 · Appointed 21 Jul 2000 · Until 28 Feb 2002
David Charles Financial Services (no longer appointed)
FRN 193158 · Appointed 18 Jul 2000 · Until 28 Feb 2002
Loring Walls Financial Services (no longer appointed)
FRN 192526 · Appointed 17 Jul 2000 · Until 28 Feb 2002
Lifetime Financial Management Associates (no longer appointed)
FRN 193157 · Appointed 17 Jul 2000 · Until 28 Feb 2002
All Finanz Co Ltd (no longer appointed)
FRN 192364 · Appointed 12 Jul 2000 · Until 28 Feb 2002
Trevor Jolly Associates (no longer appointed)
FRN 155779 · Appointed 12 Jul 2000 · Until 28 Feb 2002
Wychwood Financial Services (no longer appointed)
FRN 192363 · Appointed 11 Jul 2000 · Until 28 Feb 2002
Advice Wizards (no longer appointed)
FRN 192314 · Appointed 10 Jul 2000 · Until 28 Feb 2002

Recent activity

Updates to this firm's record on the FCA register.

2 days ago
trading name added: Alburys Property Finance
2 days ago
trading name added: Alban Financial Management
2 days ago
trading name added: Almond Financial
2 days ago
trading name added: Allium Wood Wealth Management
2 days ago
trading name added: Allied Grosvenor Financial Management
2 days ago
trading name added: All Finanz
2 days ago
trading name added: All About Mortgages
2 days ago
trading name added: Alexanders IFA
2 days ago
trading name added: Alexanders
2 days ago
trading name added: Anderson Weatlh Management

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.