Mark Andrew Coombe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Haldon Financial Limited

    FRN 578320

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Nov 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (AR) (since 26 Feb 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (since 2 Jul 2012)
    • CF1 Director (2 Jul 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jul 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jul 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jul 2012 to 30 Sep 2018)
  • Haldon Financial Review Ltd

    FRN 794487

    • (1)Employed By (since 26 Feb 2018)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (17 Aug 2009 to 21 Sep 2012)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (30 Apr 2009 to 3 Aug 2009)
  • Clearwater Financial Ltd (no longer approved here)

    FRN 500324

    • Employed By (30 Apr 2009 to 3 Aug 2009)
  • Clearwater Financial Consultancy (Exeter) Ltd (no longer approved here)

    FRN 228208

    • Employed By (2 Sep 2003 to 16 Jan 2006)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (28 Jul 2003 to 16 Jan 2006)
  • Aston Court Chambers Wealth Management Limited (no longer approved here)

    FRN 194725

    • Employed By (28 Jul 2003 to 2 Sep 2003)
  • Your Future Financial Planning Ltd (no longer approved here)

    FRN 195054

    • Employed By (26 Jun 2000 to 10 Dec 2003)

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Updates to this individual's record on the FCA register.

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