Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
12 hours ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Laurence Alexander Grais

    IRN LAG00005

    • (5023)CF21 Investment Adviser (30 Nov 2006 to 7 Nov 2007)
    • (5022)CF22 Investment Adviser (Trainee) (22 May 2006 to 30 Nov 2006)
  • Laurence Chiappini Wrightson

    IRN LCW01023

    • (3698)CF30 Customer (26 Jun 2012 to 7 Jul 2014)
  • Laurence Durant Hopper

    IRN LDH00003

    • (2341)CF30 Customer (1 Nov 2007 to 12 Dec 2007)
    • (2343)CF21 Investment Adviser (22 Sep 2003 to 31 Oct 2007)
    • (2342)CF22 Investment Adviser (Trainee) (31 Jul 2003 to 22 Sep 2003)
  • Laurence Franklyn Thorne

    IRN LFT00001

    • (472)CF30 Customer (1 Nov 2007 to 8 Sep 2010)
    • (474)CF21 Investment Adviser (7 Mar 2005 to 31 Oct 2007)
    • (473)CF22 Investment Adviser (Trainee) (26 Aug 2004 to 7 Mar 2005)
  • Laurence Joseph O'Toole

    IRN LXO00005

    • (3375)CF30 Customer (28 Jul 2008 to 31 Dec 2012)
  • Laurie Keith Dymock

    IRN LKD00001

    • (4878)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Jan 2002)
    • (4879)CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2002)
  • Lawrence Hainey

    IRN LXH00030

    • (2296)CF30 Customer (1 Nov 2007 to 27 Oct 2011)
    • (2298)CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
    • (2297)CF22 Investment Adviser (Trainee) (15 Jan 2007 to 2 Apr 2007)
  • Lee Andrew Lamb

    IRN LAL00001

    • (2543)CF30 Customer (15 Sep 2009 to 18 May 2011)
  • Lee Anthony Wood

    IRN LAW01036

    • (1628)CF30 Customer (1 Nov 2007 to 14 Aug 2009)
    • (1630)CF21 Investment Adviser (22 Jun 2007 to 31 Oct 2007)
    • (1629)CF22 Investment Adviser (Trainee) (18 Dec 2006 to 22 Jun 2007)
  • Lee Barnard

    IRN LRB00009

    • (2982)[FCA CF] Significant management (1 Sep 2020 to 26 Apr 2021)
    • (2980)[FCA CF] Client dealing (1 Sep 2020 to 26 Apr 2021)
    • (2981)[FCA CF] Functions requiring qualifications (1 Sep 2020 to 26 Apr 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Abacus Financial Planning

  2. trading name added: A F Investment Solutions

  3. trading name added: A E Taylor Financial Services

  4. trading name added: A Bianchi Financial Solutions

  5. trading name added: A Bianchi Financial Services

  6. trading name added: Abstract Financial

  7. trading name added: Absolute Wealth Management

  8. trading name added: Absolute Asset Management

  9. trading name added: ABM Financial Management

  10. trading name added: Abbott Associates

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