Quilter Financial Planning Solutions Limited

Principal Place of Business

Phone

+442075625800

Web

https://www.quilter.com

Complaints Contact

Phone

+448081415077

Buy-to-Let Mortgage Advice

Buy-to-Let Mortgage Arranging

Pension Transfer Advice

For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

Equity Release Advice

For Customer, Home reversion plans

Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Advice

For Customer, Regulated mortgage contract

Authorised to Operate

Equity Release Arranging

For Customer, Home reversion plans

Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Arranging

For Customer, Regulated mortgage contract

Credit Brokering

Debt Advice

Equity Release Setup

For Customer, Home reversion plans

Mortgage Setup

For Customer, Regulated mortgage contract

Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

IRN KXM00138

• (5154)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Feb 2021)

IRN KXS01362

• (3756)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
• (3758)CF21 Investment Adviser (7 Sep 2007 to 31 Oct 2007)
• (3757)CF22 Investment Adviser (Trainee) (8 Feb 2007 to 7 Sep 2007)

IRN KXW00070

• (5189)[FCA CF] Manager of certification employee (1 Sep 2020 to 3 Jan 2022)

IRN KXP00013

• (3669)CF30 Customer (30 Aug 2013 to 8 Dec 2019)

IRN KAC01094

• (5530)SMF3 Executive Director (18 May 2021 to 9 Sep 2021)
• (5528)SMF24 Chief Operations (18 May 2021 to 30 Sep 2024)
• (5529)SMF7 Group Entity Senior Manager (9 Dec 2019 to 18 May 2021)
• (5532)CF1 Director (29 Aug 2019 to 8 Dec 2019)
• (5531)CF29 Significant management (2 Jan 2019 to 29 Aug 2019)

IRN KXB00078

• (2084)CF30 Customer (1 Nov 2007 to 17 Apr 2009)
• (2085)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

IRN KXD00042

• (4778)CF30 Customer (1 Nov 2007 to 25 Mar 2011)
• (4780)CF21 Investment Adviser (9 Aug 2007 to 31 Oct 2007)
• (4779)CF22 Investment Adviser (Trainee) (23 Apr 2007 to 9 Aug 2007)

IRN KEW00004

• (5046)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Jul 2023)
• (5045)CF30 Customer (28 Dec 2011 to 8 Dec 2019)

IRN KIS00001

• (6429)CF21 Investment Adviser (26 Oct 2002 to 30 May 2003)
• (6428)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Oct 2002)

IRN KAF00004

• (3080)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
• (3082)CF21 Investment Adviser (10 Oct 2002 to 31 Oct 2007)
• (3081)CF22 Investment Adviser (Trainee) (30 Apr 2002 to 10 Oct 2002)