Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF1 Director (1 Jun 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Jun 2012 to 30 Sep 2018)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 7 Mar 2008)
    • CF21 Investment Adviser (10 Jan 2003 to 31 Oct 2007)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF21 Investment Adviser (26 Oct 2002 to 30 May 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 26 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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