Karen Stuart

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clarity Wealth Management LLP

    FRN 575252

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 18 Oct 2021)
    • [FCA CF] Client dealing (since 18 Oct 2021)
  • Continuum (Financial Services) LLP (no longer approved here)

    FRN 802331

    • [FCA CF] Functions requiring qualifications (22 Feb 2021 to 15 Oct 2021)
    • [FCA CF] Client dealing (22 Feb 2021 to 15 Oct 2021)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (7 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Feb 2007 to 7 Sep 2007)
  • Karen Stuart (no longer approved here)

    FRN 416987

    • (1)Employed By (8 Dec 2004 to 31 Jan 2005)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF22 Investment Adviser (Trainee) (4 Aug 2003 to 31 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

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