Quilter Financial Planning Solutions Limited

Date authorised
1 April 2013
Companies House
03276760
Last scraped
2 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Adrian Young

    IRN MAY00006

    • (3825)CF30 Customer (29 May 2014 to 31 Oct 2017)
  • Mark Alan Fenner

    IRN MAF00017

    • (495)CF30 Customer (1 Sep 2011 to 27 Sep 2011)
  • Mark Alexander Robertson

    IRN MAR00042

    • (4792)CF30 Customer (1 Nov 2007 to 5 Jul 2011)
    • (4794)CF21 Investment Adviser (28 Feb 2006 to 31 Oct 2007)
    • (4793)CF22 Investment Adviser (Trainee) (21 Nov 2005 to 28 Feb 2006)
  • Mark Alfred Gregory

    IRN MAG00013

    • (4233)CF30 Customer (1 Nov 2007 to 6 Jul 2010)
    • (4235)CF21 Investment Adviser (15 Oct 2002 to 31 Oct 2007)
    • (4234)CF22 Investment Adviser (Trainee) (29 May 2002 to 15 Oct 2002)
  • Mark Anderson

    IRN MXA00043

    • (896)CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • (898)CF21 Investment Adviser (17 Jan 2003 to 31 Oct 2007)
    • (897)CF22 Investment Adviser (Trainee) (4 Feb 2002 to 17 Jan 2003)
  • Mark Andrew Bowater

    IRN MAB00015

    • (4114)CF30 Customer (1 Nov 2007 to 25 Oct 2019)
    • (4116)CF21 Investment Adviser (25 Jul 2007 to 31 Oct 2007)
    • (4115)CF22 Investment Adviser (Trainee) (8 Mar 2007 to 25 Jul 2007)
  • Mark Andrew Bradley

    IRN MAB01272

    • (3703)CF30 Customer (1 Nov 2007 to 30 Jul 2009)
    • (3705)CF21 Investment Adviser (26 Jul 2005 to 31 Oct 2007)
    • (3704)CF22 Investment Adviser (Trainee) (15 Feb 2005 to 26 Jul 2005)
  • Mark Andrew Coombe

    IRN MAC00079

    • (5966)CF30 Customer (17 Aug 2009 to 21 Sep 2012)
  • Mark Andrew Johnson

    IRN MAJ00001

    • (2647)CF30 Customer (23 Apr 2009 to 7 Dec 2015)
  • Mark Anthony Hurst

    IRN MAH00035

    • (2383)CF22 Investment Adviser (Trainee) (30 Apr 2003 to 16 Dec 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Barber,s Wealth Management

  2. trading name added: Banks Financial Management

  3. trading name added: Bankgate Financial Planning

  4. trading name added: Bambridge & Gibbons Wealth Management

  5. trading name added: Balmoral Associates

  6. trading name added: Baker Lawson

  7. trading name added: Bakehouse Mortgage Solutions

  8. trading name added: B & W Financial Solutions

  9. trading name added: Beevers & Chapman Financial Planning

  10. trading name added: Beerstone Financial Services

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