Quilter Financial Planning Solutions Limited

Principal Place of Business

Phone

+442075625800

Web

https://www.quilter.com

Complaints Contact

Phone

+448081415077

Buy-to-Let Mortgage Advice

Buy-to-Let Mortgage Arranging

Pension Transfer Advice

For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme

Equity Release Advice

For Customer, Home reversion plans

Investment Advice (no pensions)

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Advice

For Customer, Regulated mortgage contract

Authorised to Operate

Equity Release Arranging

For Customer, Home reversion plans

Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

Mortgage Arranging

For Customer, Regulated mortgage contract

Credit Brokering

Debt Advice

Equity Release Setup

For Customer, Home reversion plans

Mortgage Setup

For Customer, Regulated mortgage contract

Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme

IRN JJH00019

• (869)CF21 Investment Adviser (9 Mar 2005 to 16 Oct 2006)
• (868)CF22 Investment Adviser (Trainee) (16 Sep 2004 to 9 Mar 2005)

IRN JXB00268

• (6010)CF30 Customer (18 May 2011 to 18 Mar 2016)

IRN JMM00085

• (6004)CF30 Customer (1 Nov 2007 to 27 Oct 2011)
• (6006)CF21 Investment Adviser (10 Mar 2006 to 31 Oct 2007)
• (6005)CF22 Investment Adviser (Trainee) (27 Dec 2005 to 10 Mar 2006)

IRN JXS02792

• (159)[FCA CF] Significant management (since 1 May 2021)
• (3015)SMF17 Money Laundering Reporting Officer (MLRO) (23 Jan 2025 to 10 Nov 2025)
• (3016)[FCA CF] Manager of certification employee (1 May 2021 to 1 Jul 2023)

IRN DJS01303

• (3841)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Nov 2025)
• (3838)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
• (3840)CF21 Investment Adviser (25 Jan 2007 to 31 Oct 2007)
• (3839)CF22 Investment Adviser (Trainee) (4 Oct 2006 to 25 Jan 2007)

IRN JCM01169

• (6402)[FCA CF] Manager of certification employee (1 Sep 2020 to 10 Nov 2021)

IRN JXS02942

• (468)7. Giving personal recommendations on long-term care insurance contracts
• (469)6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
• (470)4. Giving personal recommendations on retail investment products which are not broker funds
• (472)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
• (471)CF30 Customer (since 26 Jan 2015)
• (473)CF1 Director (AR) (since 16 Oct 2014)

IRN JMG00026

• (3640)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jul 2021)
• (3638)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
• (3639)CF22 Investment Adviser (Trainee) (24 Aug 2007 to 31 Oct 2007)

IRN JXB00246

• (5765)CF21 Investment Adviser (14 Sep 2004 to 8 May 2006)
• (5764)CF22 Investment Adviser (Trainee) (26 Mar 2004 to 14 Sep 2004)

IRN JLC01097

• (5701)CF30 Customer (1 Nov 2007 to 29 Nov 2010)
• (5703)CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
• (5702)CF22 Investment Adviser (Trainee) (2 Jun 2006 to 1 Aug 2006)