Quilter Financial Limited

Date authorised
1 April 2013
Companies House
06784783
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling with no debt management activity
    • · Limited to counselling for investment advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emily Ludgate

    IRN EXL00157

    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 7 Jan 2025)
    • [FCA CF] Client dealing (since 7 Jan 2025)
    • [FCA CF] Client dealing (22 Nov 2022 to 9 Jan 2024)
    • [FCA CF] Functions requiring qualifications (22 Nov 2022 to 9 Jan 2024)
  • Emma Gardiner

    IRN EXG00023

    • [FCA CF] Manager of certification employee (since 12 Feb 2024)
    • [FCA CF] Manager of certification employee (1 Sep 2020 to 7 Jul 2022)
  • Emma Jane Godfrey

    IRN EXP00091

    • Appointed representative dealing with clients for which they require qualification (22 Dec 2020 to 11 Oct 2023)
  • Emma Jayne Haywood

    IRN EJH01060

    • CF1 Director (AR) (3 Nov 2010 to 27 Mar 2013)
    • CF30 Customer (3 Nov 2010 to 27 Mar 2013)
  • Eric Sydney Overton

    IRN ESO00001

    • CF30 Customer (1 Nov 2010 to 18 Aug 2011)
  • Eugenie May Cameron

    IRN EMC01057

    • CF1 Director (AR) (1 Jan 2011 to 31 May 2012)
    • CF30 Customer (1 Jan 2011 to 31 May 2012)
  • Evan Watson

    IRN MXW00118

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 27 Nov 2012)
    • CF1 Director (AR) (since 27 Nov 2012)
  • Ewan Odie

    IRN EGO00001

    • CF1 Director (AR) (17 Oct 2011 to 17 Dec 2012)
    • CF30 Customer (16 May 2011 to 17 Dec 2012)
  • Fiona Nicolson

    IRN FXN00016

    • [FCA CF] Significant management (14 May 2021 to 31 Aug 2022)
  • Frances Robinson

    IRN FXR00025

    • [FCA CF] Manager of certification employee (1 Sep 2020 to 13 Aug 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.