Quilter Financial Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to counselling for investment advice

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Keith Morris

  IRN KXM00076

  • CF30 Customer (1 Sep 2016 to 31 Mar 2017)
• Keith Nicholson

  IRN KXN00014

  • CF30 Customer (6 Nov 2020 to 10 Aug 2021)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Aug 2021)
• Keith Patton

  IRN KXP00048

  • CF30 Customer (4 Nov 2010 to 31 Dec 2012)
• Keith Reginald Baldwin

  IRN KRB01039

  • CF2 Non Executive Director (31 Aug 2017 to 8 Dec 2019)
• Keith William Welsh

  IRN KWW00009

  • CF1 Director (AR) (11 Apr 2011 to 31 Jul 2012)
  • CF30 Customer (12 Jan 2010 to 31 Jul 2012)
• Kelly Louise lewis

  IRN KLB01053

  • CF1 Director (AR) (10 Jul 2013 to 11 Mar 2019)
• Kelvin Scott Redwood

  IRN KSR00003

  • CF4 Partner (AR) (31 Dec 2009 to 31 May 2013)
  • CF30 Customer (31 Dec 2009 to 31 May 2013)
• Ken McGimpsey

  IRN KXM00061

  • CF30 Customer (20 Sep 2010 to 28 Mar 2013)
• Kenneth Gow Carson

  IRN KGC00003

  • CF30 Customer (22 Jun 2016 to 16 Nov 2018)
• Kenneth Loy

  IRN KXL01151

  • CF30 Customer (18 Jun 2019 to 3 Mar 2020)

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No changes recorded yet.