Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 15 Apr 2015)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jul 2022)
    • CF4 Partner (AR) (20 Jun 2013 to 25 Feb 2015)
    • (2)Employed By (since 25 Feb 2015)
    • (4)Employed By (31 Dec 2009 to 31 May 2013)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 May 2025)
    • CF30 Customer (14 Dec 2017 to 28 May 2025)
  • Insight Financial Associates Limited (no longer approved here)

    FRN 458421

    • CF30 Customer (5 Feb 2013 to 31 Oct 2017)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (31 Dec 2009 to 31 May 2013)
    • CF4 Partner (AR) (31 Dec 2009 to 31 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.